RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P•••• R•••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Nov 12, 2024 · Dallas, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedAug 30, 2012 to Mar 18, 2015 · Cincinnati, Oh
- T••••••••• I••• formerMar 15, 2010 to Jul 5, 2011 · Wichita, Ks
- F••••• I••••••••• independent RIAOct 16, 2008 to Sep 10, 2009 · Overland Park, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 2000 to Oct 10, 2008 · Cincinnati, Oh
- A••••• A•• P••••••• S••••••• to M••••• G••••• A••••••• I•••left Mar 18, 2015, registered Nov 12, 2024 (3527 days) · Other
- T••••••••• I••• to A••••• A•• P••••••• S•••••••left Jul 5, 2011, registered Aug 30, 2012 (422 days) · Other
- F••••• I••••••••• to T••••••••• I•••left Sep 10, 2009, registered Mar 15, 2010 (186 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to F••••• I•••••••••left Oct 10, 2008, registered Oct 16, 2008 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address