DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K•••• B••••

B••• W••••• S••••••••• L••independent RIADenver, Codual registrantIAPD 4007982

Certified Financial Planner

Feed of 09/14/2026

Also filed as Keith Michael Brand

At current firm

2 y

since Jul 16, 2024

In the industry

27 y

since Jul 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••• W••••• S••••••••• L•• independent RIA current
since Jul 16, 2024 · Denver, Co
A• W••••• M••••••••• L•• BD affiliated
Apr 14, 2021 to Nov 8, 2024 · Lakewood, Co
C• W••••• M••••••••• L•• independent RIA
Nov 27, 2019 to Apr 13, 2021 · Denver, Co
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2012 to Jun 10, 2019 · Englewood, Co
C•••••• S••••• • C••• I••• national BD
Sep 5, 2007 to Dec 31, 2011 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to B••• W••••• S••••••••• L••
left Nov 8, 2024, registered Jul 16, 2024 (-115 days) · RIA to RIA
C• W••••• M••••••••• L•• to A• W••••• M••••••••• L••
left Apr 13, 2021, registered Apr 14, 2021 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
S••••• W••••• A•••••••• I••• to C• W••••• M••••••••• L••
left Jun 10, 2019, registered Nov 27, 2019 (170 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Dec 31, 2011, registered Jan 3, 2012 (3 days) · corporate re-registration, not a move

Signals

K•••• B•••• left A• W••••• M••••••••• L•• for B••• W••••• S••••••••• L•• (registered 2024-07-16)
Nov 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address