DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••••• J••••• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ken J Morris
At current firm
0 y
since Mar 13, 2026
In the industry
25 y
since Dec 19, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Mar 13, 2026 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseSep 12, 2023 to Feb 27, 2026 · New York, Ny
- J••• M••••• P•••••• W••••• A••••••• L•• formerMay 22, 2020 to Mar 21, 2025 · New York, Ny
- M••••• S•••••• wirehouseMay 18, 2020 to May 27, 2020 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to J••••• M••••••••• S•••• L••left Feb 27, 2026, registered Mar 13, 2026 (14 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 21, 2025, registered Sep 12, 2023 (-556 days) · corporate re-registration, not a move
- M••••• S•••••• to J••• M••••• P•••••• W••••• A••••••• L••left May 27, 2020, registered May 22, 2020 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- K•••••• J••••• M••••• left J••• M••••• S••••••••• L•• for J••••• M••••••••• S•••• L•• (registered 2026-03-13)Feb 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address