DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• G••••••

T• P•••••• C••••• W••••• L••BD affiliatedSarasota, Fl dual registrantIAPD 4049539

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Jose R Gautier

At current firm

1 y

since Jan 14, 2025

In the industry

26 y

since Nov 17, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• P•••••• C••••• W••••• L•• BD affiliated current
since Jan 14, 2025 · Sarasota, Fl
S•••••••• S••••••••• BD affiliated
Jan 9, 2023 to Oct 28, 2024 · Coconut Grove, Fl
C•••••• A••••••• BD affiliated
Jul 30, 2018 to Dec 22, 2022 · Miami, Fl
L•••••• I••••••••• independent RIA
Jul 27, 2018 to Dec 22, 2022 · Miami, Fl
S••••••• I••••••••• I••• former
Oct 26, 2012 to Jul 23, 2018 · Sunrise, Fl
E••••• J•••• national BD
Apr 5, 2010 to Jul 22, 2010 · Miami Lakes, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to T• P•••••• C••••• W••••• L••
left Oct 28, 2024, registered Jan 14, 2025 (78 days) · Affiliated broker-dealer or bank to another
C•••••• A••••••• to S•••••••• S•••••••••
left Dec 22, 2022, registered Jan 9, 2023 (18 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Dec 22, 2022, registered Jul 30, 2018 (-1606 days) · RIA to affiliated broker-dealer or bank · moved with a team
S••••••• I••••••••• I••• to L•••••• I•••••••••
left Jul 23, 2018, registered Jul 27, 2018 (4 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to S••••••• I••••••••• I•••
left Jul 22, 2010, registered Oct 26, 2012 (827 days) · Other

Signals

J••• G•••••• left S•••••••• S••••••••• for T• P•••••• C••••• W••••• L•• (registered 2025-01-14)
Oct 28, 2024 · Advisor changed firm · fact
J••• G•••••• left C•••••• A••••••• for S•••••••• S••••••••• (registered 2023-01-09)
Dec 22, 2022 · Advisor changed firm · fact
J••• G•••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2018-07-30)
Dec 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address