RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• P•••••• N••••
- Title
- Chief Compliance Officer & Head of Strategic Growthreportedambwealth.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A•• W•••••• L•• independent RIA currentsince Oct 31, 2023 · Thomasville, Ga
- N•••••• A••••••• BD affiliatedApr 16, 2018 to Apr 28, 2022 · Munford, Tn
- B• R•••• W••••• M••••••••• formerOct 14, 2013 to Mar 26, 2018 · Memphis, Tn
- R•••••• J•••• • A••••••••• I••• national BDAug 16, 2012 to Oct 30, 2013 · Memphis, Tn
- M••••• K••••• • C••••••• L•• formerMar 3, 2008 to Oct 29, 2013 · Memphis, Tn
- F•••• H•••••• A•••••••• I•• formerMar 12, 2004 to Feb 25, 2008 · Memphis, Tn
- N•••••• A••••••• to A•• W•••••• L••left Apr 28, 2022, registered Oct 31, 2023 (551 days) · Affiliated broker-dealer or bank to independent RIA
- B• R•••• W••••• M••••••••• to N•••••• A•••••••left Mar 26, 2018, registered Apr 16, 2018 (21 days) · Other
- R•••••• J•••• • A••••••••• I••• to B• R•••• W••••• M•••••••••left Oct 30, 2013, registered Oct 14, 2013 (-16 days) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Oct 29, 2013, registered Aug 16, 2012 (-439 days) · channel change inside one enterprise, not a move
- F•••• H•••••• A•••••••• I•• to M••••• K••••• • C••••••• L••left Feb 25, 2008, registered Mar 3, 2008 (7 days) · Other
- B•••• P•••••• N•••• left N•••••• A••••••• for A•• W•••••• L•• (registered 2023-10-31)Apr 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address