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Registered advisor
J••• L• K•••••
Feed of 09/14/2026
Also filed as J••• L Bowers
At current firm
7 y
since May 22, 2019
In the industry
26 y
since Jul 12, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince May 22, 2019 · Scottsdale, Az
- F•• S••••••••• C••••••••• formerMay 22, 2019 to Nov 3, 2023 · Atlanta, Ga
- W••••••• F•••••••• S•••••••• I••• formerMay 22, 2019 to Jan 19, 2024 · Oakdale, Mn
- S•••••••• F••••••••• I••• formerDec 26, 2018 to Sep 1, 2023 · Scottsdale, Az
- O•••• F•• I••• formerSep 28, 2005 to Oct 5, 2018 · Fort Wayne, In
- N•• F••••••••• I••• unclassifiedFeb 24, 2005 to Aug 22, 2005 · Bryan, Oh
- O•••• F•• I••• formerDec 11, 2002 to Feb 24, 2005 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered May 22, 2019 (-1703 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to W••••••• F•••••••• S•••••••• I•••left Nov 3, 2023, registered May 22, 2019 (-1626 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• F••••••••• I••• to F•• S••••••••• C•••••••••left Sep 1, 2023, registered May 22, 2019 (-1563 days) · channel change inside one enterprise, not a move · moved with a team
- O•••• F•• I••• to S•••••••• F••••••••• I•••left Oct 5, 2018, registered Dec 26, 2018 (82 days) · Affiliated broker-dealer or bank to another
- N•• F••••••••• I••• to O•••• F•• I•••left Aug 22, 2005, registered Sep 28, 2005 (37 days) · Other
- O•••• F•• I••• to N•• F••••••••• I•••left Feb 24, 2005, registered Feb 24, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address