DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adam Smith

Watership Private Capital Management, LLCstate registeredBrandenton, FlIA-onlyIAPD 4123078

Feed of 09/14/2026

At current firm

1 y

since Apr 11, 2025

In the industry

26 y

since Feb 7, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Watership Private Capital Management, LLC state registered current
since Apr 11, 2025 · Brandenton, Fl
Advisor Share Wealth Management, LLC independent RIA
Aug 25, 2023 to Jan 6, 2025 · Bradenton, Fl
Simplyria Advisor Network independent RIA
Apr 28, 2023 to Aug 30, 2023 · Brighton, Mi
Impact Partnership Wealth, LLC independent RIA
Feb 22, 2022 to Jun 10, 2022 · Bradenton, Fl
Blackridge Asset Management, LLC independent RIA
May 10, 2021 to Jan 24, 2022 · Jupiter, Fl
Securities America Advisors, Inc. former
Jul 17, 2020 to Apr 23, 2021 · Bradenton, Fl
Investacorp Advisory Services Inc former
Sep 20, 2019 to Jul 17, 2020 · Bradenton, Fl
Sb Advisory, LLC independent RIA
Apr 18, 2016 to Sep 21, 2019 · Lakewood Ranch, Fl
Summit Financial Group Inc former
Aug 29, 2014 to Mar 22, 2016 · Lakewood Ranch, Fl
LPL Financial LLC BD affiliated
Jul 10, 2006 to Sep 8, 2014 · Tampa, Fl
Morgan Keegan & Company, LLC former
Jan 9, 2004 to Jul 20, 2006 · Sarasota, Fl
J. B. Hanauer & Co. unclassified
Jun 10, 2003 to Jan 20, 2004 · Tampa, Fl
Wells Fargo Investments, LLC unclassified
Nov 8, 2002 to May 29, 2003 · Fort Wayne , In
Natcity Investments, Inc. unclassified
Jul 30, 2002 to Oct 24, 2002 · Fort Wayne, In

Moves

a registration end followed by a registration begin elsewhere

Advisor Share Wealth Management, LLC to Watership Private Capital Management, LLC
left Jan 6, 2025, registered Apr 11, 2025 (95 days) · RIA to a state-registered adviser
Simplyria Advisor Network to Advisor Share Wealth Management, LLC
left Aug 30, 2023, registered Aug 25, 2023 (-5 days) · RIA to RIA
Impact Partnership Wealth, LLC to Simplyria Advisor Network
left Jun 10, 2022, registered Apr 28, 2023 (322 days) · RIA to RIA
Blackridge Asset Management, LLC to Impact Partnership Wealth, LLC
left Jan 24, 2022, registered Feb 22, 2022 (29 days) · Affiliated broker-dealer or bank to independent RIA
Securities America Advisors, Inc. to Blackridge Asset Management, LLC
left Apr 23, 2021, registered May 10, 2021 (17 days) · Affiliated broker-dealer or bank to another
Investacorp Advisory Services Inc to Securities America Advisors, Inc.
left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
Sb Advisory, LLC to Investacorp Advisory Services Inc
left Sep 21, 2019, registered Sep 20, 2019 (-1 days) · Affiliated broker-dealer or bank to another
Summit Financial Group Inc to Sb Advisory, LLC
left Mar 22, 2016, registered Apr 18, 2016 (27 days) · Other
LPL Financial LLC to Summit Financial Group Inc
left Sep 8, 2014, registered Aug 29, 2014 (-10 days) · Other
Morgan Keegan & Company, LLC to LPL Financial LLC
left Jul 20, 2006, registered Jul 10, 2006 (-10 days) · Other
J. B. Hanauer & Co. to Morgan Keegan & Company, LLC
left Jan 20, 2004, registered Jan 9, 2004 (-11 days) · Other
Wells Fargo Investments, LLC to J. B. Hanauer & Co.
left May 29, 2003, registered Jun 10, 2003 (12 days) · Other
Natcity Investments, Inc. to Wells Fargo Investments, LLC
left Oct 24, 2002, registered Nov 8, 2002 (15 days) · Other

Signals

Adam Smith left Advisor Share Wealth Management, Llc for Watership Private Capital Management, Llc (registered 2025-04-11)
Jan 6, 2025 · Advisor changed firm · fact
Adam Smith left Simplyria Advisor Network for Advisor Share Wealth Management, Llc (registered 2023-08-25)
Aug 30, 2023 · Advisor changed firm · fact
Adam Smith left Impact Partnership Wealth, Llc for Simplyria Advisor Network (registered 2023-04-28)
Jun 10, 2022 · Advisor changed firm · fact
Adam Smith left Blackridge Asset Management, Llc for Impact Partnership Wealth, Llc (registered 2022-02-22)
Jan 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address