RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••••• K••••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Sep 25, 2023 · Denver, Co
- H••••••••• F•••••••• A••••••• BD affiliatedMay 13, 2020 to Sep 26, 2023 · Grand Rapids, Mi
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 4, 2017 to Apr 28, 2020 · Columbia, Sc
- T• A••••••••• I••• formerMay 4, 2017 to Apr 28, 2020 · Columbia, Sc
- C•• A•••• M••••••••• I••• independent RIASep 20, 2016 to Nov 22, 2016 · Southfield, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedMar 10, 2014 to Sep 1, 2016 · Grand Rapids, Mi
- C•••••• S••••• • C••• I••• national BDMay 25, 2010 to Feb 19, 2014 · Grand Rapids, Mi
- H••••••••• F•••••••• A••••••• to M••••• G••••• A••••••• I•••left Sep 26, 2023, registered Sep 25, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Apr 28, 2020, registered May 4, 2017 (-1090 days) · corporate re-registration, not a move
- T• A••••••••• I••• to H••••••••• F•••••••• A•••••••left Apr 28, 2020, registered May 13, 2020 (15 days) · Other
- C•• A•••• M••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 22, 2016, registered May 4, 2017 (163 days) · Other
- A••••• A•• P••••••• S••••••• to C•• A•••• M••••••••• I•••left Sep 1, 2016, registered Sep 20, 2016 (19 days) · Other
- C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••left Feb 19, 2014, registered Mar 10, 2014 (19 days) · Other
- A•••••• J••••• K•••••• left H••••••••• F•••••••• A••••••• for M••••• G••••• A••••••• I••• (registered 2023-09-25)Sep 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address