K•••••• N••• G••••••

• A••••• A•• P••••••• S••••••• BD affiliated current
  since Jan 24, 2018 · St Louis, Mo
• P•• W••••• M••••••••• BD affiliated
  Mar 2, 2016 to Jan 11, 2018 · Webster Groves, Mo
• W•••• F•••• A••••••• wirehouse
  Aug 13, 2014 to Mar 8, 2016 · St. Louis, Mo
• W•••• F•••• A••••••• wirehouse
  Jan 10, 2013 to Mar 8, 2016 · St. Louis, Mo

• P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
  left Jan 11, 2018, registered Jan 24, 2018 (13 days) · Other
• W•••• F•••• A••••••• to P•• W••••• M•••••••••
  left Mar 8, 2016, registered Mar 2, 2016 (-6 days) · Other
• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Mar 8, 2016, registered Aug 13, 2014 (-573 days) · channel change inside one enterprise, not a move · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address