RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• E• K•••
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 1, 2019 · Columbus, Oh
- M••••• S•••••• wirehouseOct 5, 2012 to Sep 23, 2019 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMar 31, 2009 to Sep 27, 2012 · Charlotte, Nc
- P••••••••• S••••••••• C••••••••• independent RIAJan 12, 2009 to Mar 30, 2009 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseOct 25, 2007 to Sep 30, 2008 · Atlanta, Ga
- M••••• S•••••• to J••• M••••• S••••••••• L••left Sep 23, 2019, registered Oct 1, 2019 (8 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to M••••• S••••••left Sep 27, 2012, registered Oct 5, 2012 (8 days) · Wirehouse to wirehouse
- P••••••••• S••••••••• C••••••••• to W•••• F•••• A•••••••left Mar 30, 2009, registered Mar 31, 2009 (1 days) · Other
- W•••• F•••• A••••••• to P••••••••• S••••••••• C•••••••••left Sep 30, 2008, registered Jan 12, 2009 (104 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address