RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C••••• P•••
- •••••••• independent RIA currentsince Sep 19, 2025 · High Point, Nc
- W•••• F•••• A••••••• wirehouseFeb 21, 2020 to Sep 24, 2025 · High Point, Nc
- W••••••• F•••••••• S•••••••• I••• formerSep 13, 2019 to Jan 17, 2020 · Greensboro, Nc
- W•••• F•••• A••••••• wirehouseJun 20, 2018 to Sep 11, 2019 · High Point, Nc
- M••••• S•••••• wirehouseJan 4, 2011 to Mar 14, 2018 · Greensboro, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2010 to Nov 30, 2010 · Greensboro, Nc
- U•• F•••••••• S••••••• I••• wirehouseJun 11, 2003 to Jan 15, 2010 · Greensboro, Nc
- W•••• F•••• A••••••• to ••••••••left Sep 24, 2025, registered Sep 19, 2025 (-5 days) · Wirehouse to independent RIA · moved with a team
- W••••••• F•••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jan 17, 2020, registered Feb 21, 2020 (35 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to W••••••• F•••••••• S•••••••• I•••left Sep 11, 2019, registered Sep 13, 2019 (2 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 14, 2018, registered Jun 20, 2018 (98 days) · Wirehouse to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 30, 2010, registered Jan 4, 2011 (35 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 15, 2010, registered Jan 11, 2010 (-4 days) · Wirehouse to wirehouse
- D••••• C••••• P••• left W•••• F•••• A••••••• for &Partners (registered 2025-09-19)Sep 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address