RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• V••• G••••••
- L•••••••• A•••••••• L•• i••••••••• wealth currentsince Apr 8, 2026 · Laguna Niguel, Ca
- M•••••• I••••••••• i••••••••• wealthAug 29, 2022 to Mar 31, 2026 · San Juan Capistrano, Ca
- N••••• G••• W••••• M••••••••• L•• unclassifiedMay 21, 2021 to Dec 31, 2022 · San Juan Capistrano, Ca
- C••••••• I••••••••• C•••••• I•• i••••••••• wealthDec 5, 2013 to Feb 3, 2021 · Atlanta, Ga
- G••••••• A•••••••• L•• formerOct 27, 2011 to Sep 27, 2013 · Atlanta, Ga
- G•• A••••••• S•••••••• L•• asset managerJun 29, 2005 to May 10, 2010 · Atlanta, Ga
- M•••••• I••••••••• to L•••••••• A•••••••• L••left Mar 31, 2026, registered Apr 8, 2026 (8 days) · RIA to RIA
- N••••• G••• W••••• M••••••••• L•• to M•••••• I•••••••••left Dec 31, 2022, registered Aug 29, 2022 (-124 days) · Other
- C••••••• I••••••••• C•••••• I•• to N••••• G••• W••••• M••••••••• L••left Feb 3, 2021, registered May 21, 2021 (107 days) · Other
- G••••••• A•••••••• L•• to C••••••• I••••••••• C•••••• I••left Sep 27, 2013, registered Dec 5, 2013 (69 days) · Other
- G•• A••••••• S•••••••• L•• to G••••••• A•••••••• L••left May 10, 2010, registered Oct 27, 2011 (535 days) · Other
- M••••• V••• G•••••• left M•••••• I••••••••• for L•••••••• A•••••••• L•• (registered 2026-04-08)Mar 31, 2026 · Advisor changed firm · fact
- M••••• V••• G•••••• left N••••• G••• W••••• M••••••••• L•• for M•••••• I••••••••• (registered 2022-08-29)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address