DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Bronzal Dennis
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
0 y
since Jan 23, 2026
In the industry
25 y
since Oct 19, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Oneamerica Securities, Inc. BD affiliated currentsince Jan 23, 2026 · Stone Mountain, Ga
- Mwa Financial Services, Inc. BD affiliatedMar 29, 2022 to Feb 13, 2025 · Dacatur, Ga
- Transamerica Financial Advisors, LLC BD affiliatedOct 25, 2017 to Mar 18, 2022 · Johns Creek, Ga
- Sagepoint Financial, Inc. formerMar 5, 2015 to Jan 9, 2016 · Scottsdale, Az
- Cetera Advisors LLC formerSep 8, 2004 to Dec 13, 2005 · Stone Mountain, Ga
Moves
a registration end followed by a registration begin elsewhere
- Mwa Financial Services, Inc. to Oneamerica Securities, Inc.left Feb 13, 2025, registered Jan 23, 2026 (344 days) · RIA to affiliated broker-dealer or bank
- Transamerica Financial Advisors, LLC to Mwa Financial Services, Inc.left Mar 18, 2022, registered Mar 29, 2022 (11 days) · Affiliated broker-dealer or bank to independent RIA
- Sagepoint Financial, Inc. to Transamerica Financial Advisors, LLCleft Jan 9, 2016, registered Oct 25, 2017 (655 days) · Other
- Cetera Advisors LLC to Sagepoint Financial, Inc.left Dec 13, 2005, registered Mar 5, 2015 (3369 days) · Other
Signals
- David Bronzal Dennis left Mwa Financial Services, Inc. for Oneamerica Securities, Inc. (registered 2026-01-23)Feb 13, 2025 · Advisor changed firm · fact
- David Bronzal Dennis left Transamerica Financial Advisors, Llc for Mwa Financial Services, Inc. (registered 2022-03-29)Mar 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address