RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• N••••• D•••
- V•••• F•••••••• A•••••••• L•• independent RIA currentsince Aug 31, 2026 · Carmel, In
- C••••••• P••••••• independent RIAJun 25, 2025 to Jul 14, 2026 · Richmond, Va
- B••• S••••••••• L•• formerMar 1, 2021 to Mar 10, 2021 · Richmond, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Jun 23, 2025 · Atlanta, Ga
- B••• S••••••••• L•• formerFeb 24, 2014 to Feb 17, 2021 · Richmond, Va
- C••• S••••• P••••••• BD affiliatedApr 5, 2011 to Jan 27, 2014 · Richmond, Va
- D•••••••• • C•••••• L•• BD affiliatedSep 13, 2001 to Sep 15, 2004 · Richmond, Va
- C••••••• P••••••• to V•••• F•••••••• A•••••••• L••left Jul 14, 2026, registered Aug 31, 2026 (48 days) · RIA to RIA
- T••••• A••••••• S•••••••• I••• to B••• S••••••••• L••left Jun 23, 2025, registered Mar 1, 2021 (-1575 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to C••••••• P•••••••left Mar 10, 2021, registered Jun 25, 2025 (1568 days) · Affiliated broker-dealer or bank to independent RIA
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- C••• S••••• P••••••• to B••• S••••••••• L••left Jan 27, 2014, registered Feb 24, 2014 (28 days) · Other
- D•••••••• • C•••••• L•• to C••• S••••• P•••••••left Sep 15, 2004, registered Apr 5, 2011 (2393 days) · Other
- P••• N••••• D••• left C••••••• P••••••• for V•••• F•••••••• A•••••••• L•• (registered 2026-08-31)Jul 14, 2026 · Advisor changed firm · fact
- P••• N••••• D••• left T••••• A••••••• S•••••••• I••• for B••• S••••••••• L•• (registered 2021-03-01)Jun 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address