DFX Intelligence
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Registered advisor
G•••••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Mar 31, 2025
In the industry
20 y
since Mar 23, 2006 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Bridgewater, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 1, 2023 to Mar 31, 2025 · Bridgewater, Nj
- A••••• A•• P••••••• S••••••• BD affiliatedMar 25, 2020 to Jul 7, 2023 · Charlotte, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 22, 2015 to Mar 16, 2020 · Somerset, Nj
- J••• M••••• S••••••••• L•• wirehouseJan 6, 2015 to May 6, 2015 · West Caldwell, Nj
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Aug 22, 2013 · Fairfield, Nj
- C•••• I••••••••• S••••••• C•••• formerDec 22, 2008 to Oct 1, 2012 · Paramus, Nj
- P•• W••••• M••••••••• BD affiliatedMar 23, 2006 to Nov 20, 2008 · West Orange, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 7, 2023, registered Sep 1, 2023 (56 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Mar 16, 2020, registered Mar 25, 2020 (9 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 6, 2015, registered May 22, 2015 (16 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left Nov 20, 2008, registered Dec 22, 2008 (32 days) · Other
Signals
- G•••••• M••••••• left A••••• A•• P••••••• S••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-09-01)Jul 7, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address