DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Tina Renee Zemba
Feed of 09/15/2026
Also filed as Tina Renee Zemba
At current firm
5 y
since Apr 19, 2021
In the industry
26 y
since Sep 14, 2000 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- UBS Financial Services Inc. wirehouse currentsince Apr 19, 2021 · Bethesda, Md
- Fiducient Advisors LLC mixed wealthMar 22, 2018 to Jul 14, 2020 · Mclean, Va
- Orion Investment Advisors, LLC formerAug 30, 2016 to Mar 28, 2018 · Mclean, Va
- Wells Fargo Advisors wirehouseOct 10, 2012 to Mar 1, 2016 · Mclean, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Sep 14, 2012 · Rockville, Md
- Banc Of America Investment Services, Inc. unclassifiedMay 4, 2006 to Oct 23, 2009 · Rockville, Md
- Gfo Advisory Services, LLC asset managerNov 16, 2005 to Apr 3, 2006 · Greenwich, Ct
- Suntrust Investment Services, Inc. formerAug 27, 2003 to Aug 22, 2005 · Damascus, Md
- Ameriprise Financial Services, LLC national BDOct 4, 2000 to Jul 25, 2003 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Fiducient Advisors LLC to UBS Financial Services Inc.left Jul 14, 2020, registered Apr 19, 2021 (279 days) · RIA to wirehouse
- Orion Investment Advisors, LLC to Fiducient Advisors LLCleft Mar 28, 2018, registered Mar 22, 2018 (-6 days) · Other · moved with a team
- Wells Fargo Advisors to Orion Investment Advisors, LLCleft Mar 1, 2016, registered Aug 30, 2016 (182 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Sep 14, 2012, registered Oct 10, 2012 (26 days) · Wirehouse to wirehouse
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Gfo Advisory Services, LLC to Banc Of America Investment Services, Inc.left Apr 3, 2006, registered May 4, 2006 (31 days) · Other
- Suntrust Investment Services, Inc. to Gfo Advisory Services, LLCleft Aug 22, 2005, registered Nov 16, 2005 (86 days) · Other
- Ameriprise Financial Services, LLC to Suntrust Investment Services, Inc.left Jul 25, 2003, registered Aug 27, 2003 (33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address