DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Orion Investment Advisors, LLC

Former SEC-registered adviserMclean, VirginiaCRD 148966SEC 801-70074IAPD
Latest filing Aug 1, 2017
First filing on the tape Mar 19, 2012 · 9 filings
RAUM
$571M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.0B as of Mar 31, 2017
Mar 19, 2012$165M then
HNW client RAUM: no history
State-registered IARs (5.B.3)10 as of Mar 31, 2017
Mar 19, 20120 then
Employees (5.A)11 as of Mar 31, 2017
Mar 21, 20138 then
Private funds: no history
RAUM -29% over the last fiscal year-4.7% a year over threeIARs 8 to 10
Practice profile
derived from the filing of Aug 1, 2017; every figure names its basis
RAUM per advisor
$57.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
51%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
5.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
310reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Steven Michael Benoit · Chief Compliance Officercontrol
    since 06/2017 · owns 5% to 10%
  • Osman Ahmed Farruk · Deputy Managing Directorcontrol
    since 01/2009 · owns less than 5%
  • Stratton Will Fisher · Directorcontrol
    since 01/2009 · owns less than 5%
  • Lymon Robert Olcott · Managing Directorcontrol
    since 01/2009 · owns less than 5%
Entity owners
  • Dimeo Schneider & Associates Holdings, LLC · Owner Member
    indirect · owns 50% to 75% of Olcott Consulting Group, LLC
  • Madison Dearborn Capital Partners Vi-A, L.P. · Owner
    indirect · owns 25% to 50% of Nfp Ultimate Holdings, LLC
  • Madison Dearborn Partners · General Partner
    indirect · owns F of Madison Dearborn Partners Vi-A&C, L.P.
  • Madison Dearborn Partners Vi-A&C, L.P. · General Partner
    indirect · owns F of Madison Dearborn Capital Partners Vi-A, L.P.
  • Nfp Corp. · Owner
    indirect · owns 50% to 75% of Dimeo Schneider & Associates Holdings, LLC
  • Nfp Holdings, LLC · Owner
    indirect · owns 75% or more of Nfp Parent Co, LLC
  • Nfp Intermediate Holdings A. Corp. · Owner
    indirect · owns 75% or more of Nfp Intermediate Holdings B. Corp.
  • Nfp Intermediate Holdings B. Corp. · Owner
    indirect · owns 75% or more of Nfp Intermediate Holdings B. Corp.
  • Nfp Parent Co, LLC · Owner
    indirect · owns 75% or more of Nfp Intermediate Holdings A. Corp.
  • Nfp Ultimate Holdings, LLC · Owner
    indirect · owns 75% or more of Nfp Holdings, LLC
  • Olcott Consulting Group · Managing Member
    direct · owns less than 5%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Chicago, IL
What changed
consecutive filings, newest first
  • Accounts · 340 to 310
    Jul 14, 2017 to Aug 1, 2017
  • Discretionary RAUM · $289M to $293M
    Jul 14, 2017 to Aug 1, 2017
  • Non-discretionary RAUM · $639M to $278M
    Jul 14, 2017 to Aug 1, 2017
  • RAUM · $928M to $571M
    Jul 14, 2017 to Aug 1, 2017
  • Accounts · 365 to 340
    Mar 31, 2017 to Jul 14, 2017
  • Discretionary RAUM · $306M to $289M
    Mar 31, 2017 to Jul 14, 2017
  • Non-discretionary RAUM · $705M to $639M
    Mar 31, 2017 to Jul 14, 2017
  • RAUM · $1.0B to $928M
    Mar 31, 2017 to Jul 14, 2017
  • Related adviser · false to true
    Mar 31, 2017 to Jul 14, 2017
  • Accounts · 184 to 365
    Mar 30, 2016 to Mar 31, 2017
  • Advisory employees · 7 to 8
    Mar 30, 2016 to Mar 31, 2017
  • Employees · 10 to 11
    Mar 30, 2016 to Mar 31, 2017
  • Insurance-licensed employees · 8 to 10
    Mar 30, 2016 to Mar 31, 2017
  • State-registered IARs · 8 to 10
    Mar 30, 2016 to Mar 31, 2017
  • Discretionary RAUM · $173M to $306M
    Mar 30, 2016 to Mar 31, 2017
  • Non-discretionary RAUM · $631M to $705M
    Mar 30, 2016 to Mar 31, 2017
  • RAUM · $804M to $1.0B
    Mar 30, 2016 to Mar 31, 2017
  • Accounts · 90 to 184
    Mar 31, 2015 to Mar 30, 2016
  • Advisory employees · 6 to 7
    Mar 31, 2015 to Mar 30, 2016
  • Advisory activities · 3 to 4
    Mar 31, 2015 to Mar 30, 2016
  • BD registered reps · 7 to 1
    Mar 31, 2015 to Mar 30, 2016
  • Employees · 8 to 10
    Mar 31, 2015 to Mar 30, 2016
  • Insurance-licensed employees · 4 to 8
    Mar 31, 2015 to Mar 30, 2016
  • Financial planning clients · unset to 0
    Mar 31, 2015 to Mar 30, 2016
  • State-registered IARs · 5 to 8
    Mar 31, 2015 to Mar 30, 2016
  • Discretionary RAUM · $192M to $173M
    Mar 31, 2015 to Mar 30, 2016
  • Non-discretionary RAUM · $584M to $631M
    Mar 31, 2015 to Mar 30, 2016
  • RAUM · $776M to $804M
    Mar 31, 2015 to Mar 30, 2016
  • Accounts · 86 to 90
    Sep 26, 2014 to Mar 31, 2015
  • Discretionary RAUM · $135M to $192M
    Sep 26, 2014 to Mar 31, 2015
  • Non-discretionary RAUM · $718M to $584M
    Sep 26, 2014 to Mar 31, 2015
  • RAUM · $853M to $776M
    Sep 26, 2014 to Mar 31, 2015
  • Accounts · 85 to 86
    Mar 28, 2014 to Sep 26, 2014
  • Discretionary RAUM · $61.1M to $135M
    Mar 28, 2014 to Sep 26, 2014
  • Non-discretionary RAUM · $598M to $718M
    Mar 28, 2014 to Sep 26, 2014
  • RAUM · $659M to $853M
    Mar 28, 2014 to Sep 26, 2014
  • Accounts · 38 to 85
    Mar 21, 2013 to Mar 28, 2014
  • Advisory employees · 5 to 6
    Mar 21, 2013 to Mar 28, 2014
  • BD registered reps · 8 to 7
    Mar 21, 2013 to Mar 28, 2014
  • Insurance-licensed employees · 0 to 4
    Mar 21, 2013 to Mar 28, 2014
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026