RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• D••••
- Title
- Senior Wealth Advisorreportedthreadlinewealth.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- T••••••••• W••••• independent RIA currentsince Jan 30, 2019 · Rancho Cordova, Ca
- C••••••••• W••••• A•••••••• L•• BD affiliatedSep 18, 2017 to Nov 19, 2018 · Roseville, Ca
- P•••••••• S••••••••• I••• BD affiliatedNov 5, 2014 to Sep 11, 2017 · Roseville, Ca
- S••••••••• A•••••• A•••••••• I••• formerSep 18, 2012 to Nov 4, 2014 · Roseville, Ca
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 19, 2009 to Sep 20, 2012 · Chico, Ca
- W•••••• • R••• formerAug 18, 2004 to Oct 8, 2004 · Sacramento, Ca
- F•• A•••••••• I••• asset managerJun 5, 2002 to Apr 19, 2004 · Sacramento, Ca
- C••••••••• W••••• A•••••••• L•• to T••••••••• W•••••left Nov 19, 2018, registered Jan 30, 2019 (72 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••••• S••••••••• I••• to C••••••••• W••••• A•••••••• L••left Sep 11, 2017, registered Sep 18, 2017 (7 days) · Other
- S••••••••• A•••••• A•••••••• I••• to P•••••••• S••••••••• I•••left Nov 4, 2014, registered Nov 5, 2014 (1 days) · Other
- V•••• F•••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Sep 20, 2012, registered Sep 18, 2012 (-2 days) · Other
- W•••••• • R••• to V•••• F•••••••• A•••••••• I•••left Oct 8, 2004, registered Oct 19, 2009 (1837 days) · Other
- F•• A•••••••• I••• to W•••••• • R•••left Apr 19, 2004, registered Aug 18, 2004 (121 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address