RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• D•••• S••••••
- M••••• S•••••• wirehouse currentsince Apr 14, 2025 · Coral Springs, Fl
- W•••• F•••• A••••••• wirehouseJun 17, 2016 to Apr 17, 2025 · Coral Springs, Fl
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 27, 2016 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerAug 5, 2009 to Oct 1, 2012 · New York, Ny
- P•••••••• S••••••••• I••• BD affiliatedFeb 16, 2005 to Jul 10, 2009 · Miramar, Fl
- W•••• F•••• A••••••• to M••••• S••••••left Apr 17, 2025, registered Apr 14, 2025 (-3 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jun 27, 2016, registered Jun 17, 2016 (-10 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- P•••••••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Jul 10, 2009, registered Aug 5, 2009 (26 days) · Other
- P••• D•••• S•••••• left W•••• F•••• A••••••• for M••••• S•••••• (registered 2025-04-14)Apr 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address