DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Edward Joseph Barfield
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
1 y
since Nov 15, 2024
In the industry
26 y
since Sep 1, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Kovack Advisors, Inc. BD affiliated currentsince Nov 15, 2024 · Kirkwood, Mo
- Geneos Wealth Management, Inc. BD affiliatedMar 23, 2021 to Oct 21, 2024 · Englewood, Co
- Cetera Advisor Networks LLC formerMar 22, 2021 to Mar 25, 2021 · Kirkwood, Mo
- Summit Financial Group Inc formerSep 3, 2010 to Mar 25, 2021 · Chesterfield, Mo
- Oneamerica Securities, Inc. BD affiliatedNov 3, 2005 to Aug 16, 2010 · Champaign, Il
- Park Avenue Securities LLC BD affiliatedJul 20, 2001 to Jun 18, 2003 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- Geneos Wealth Management, Inc. to Kovack Advisors, Inc.left Oct 21, 2024, registered Nov 15, 2024 (25 days) · Affiliated broker-dealer or bank to another
- Summit Financial Group Inc to Cetera Advisor Networks LLCleft Mar 25, 2021, registered Mar 22, 2021 (-3 days) · channel change inside one enterprise, not a move
- Cetera Advisor Networks LLC to Geneos Wealth Management, Inc.left Mar 25, 2021, registered Mar 23, 2021 (-2 days) · Affiliated broker-dealer or bank to another
- Oneamerica Securities, Inc. to Summit Financial Group Incleft Aug 16, 2010, registered Sep 3, 2010 (18 days) · Other
- Park Avenue Securities LLC to Oneamerica Securities, Inc.left Jun 18, 2003, registered Nov 3, 2005 (869 days) · Other
Signals
- Edward Joseph Barfield left Geneos Wealth Management, Inc. for Kovack Advisors, Inc. (registered 2024-11-15)Oct 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address