G•••••• B••••••• S••••••••

F••••• I•••••••••independent RIATampa, Fl IA-onlyIAPD 4258030

Feed of 09/15/2026

Also filed as G••• S••••••••• B• S••••••••• B••••••• S••••••••• S••••••••

At current firm

2 y

since May 14, 2024

In the industry

25 y

since Apr 30, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• I••••••••• independent RIA current
since May 14, 2024 · Tampa, Fl
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 16, 2021 to Apr 16, 2024 · Jacksonville, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Aug 15, 2019 to May 17, 2021 · New Port Richey, Fl
W•••• F•••• A••••••• wirehouse
Aug 4, 2014 to Jul 24, 2019 · Palm Harbor, Fl
U••• F•••••••• P••••••• S••••••• former
May 10, 2010 to Aug 14, 2012 · Tampa, Fl
W•••• F•••• A••••••• wirehouse
Apr 18, 2008 to Jul 24, 2008 · Tampa, Fl
A•••••• I••••••••• M••••••••• C•••••• L•• unclassified
Jul 31, 2003 to Mar 2, 2005 · Clearwater, Fl
A•••••• I••••••••• S•••••••• I••• unclassified
Mar 4, 2003 to Jul 30, 2003 · Clearwater, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to F••••• I•••••••••
left Apr 16, 2024, registered May 14, 2024 (28 days) · Affiliated broker-dealer or bank to independent RIA
T••••• A••••••• S•••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 17, 2021, registered Jul 16, 2021 (60 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
left Jul 24, 2019, registered Aug 15, 2019 (22 days) · Wirehouse to affiliated broker-dealer or bank
U••• F•••••••• P••••••• S••••••• to W•••• F•••• A•••••••
left Aug 14, 2012, registered Aug 4, 2014 (720 days) · Other
W•••• F•••• A••••••• to U••• F•••••••• P••••••• S•••••••
left Jul 24, 2008, registered May 10, 2010 (655 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
A•••••• I••••••••• M••••••••• C•••••• L•• to W•••• F•••• A•••••••
left Mar 2, 2005, registered Apr 18, 2008 (1143 days) · Other
A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••
left Jul 30, 2003, registered Jul 31, 2003 (1 days) · corporate re-registration, not a move

Signals

••• Locked
Apr 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address