DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••• L••• J••••

B•• F•••••••• P••••••• W•••••• L••state registeredHouston, TxIA-onlyIAPD 4268832

Feed of 09/14/2026

Also filed as V•••• L••• Huffman

At current firm

1 y

since Sep 26, 2024

In the industry

25 y

since Dec 1, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•• F•••••••• P••••••• W•••••• L•• state registered current
since Sep 26, 2024 · Houston, Tx
I••••• P••••••••• W•••••• L•• i••••••••• wealth
Nov 10, 2021 to Jan 13, 2025 · Houston, Tx
G••••••• A•••••••• L•• i••••••••• wealth
Apr 1, 2020 to Nov 5, 2021 · Houston, Tx
U•• F•••••••• S••••••••• L•• i••••••••• wealth
Jun 28, 2016 to Apr 1, 2020 · Houston, Tx
W••••••• W••••• A•••••••• I••• i••••••••• wealth
Oct 10, 2012 to Jun 28, 2016 · Houston, Tx
M•••••• A••••• S••••••••• L•• BD affiliated
Jun 13, 2011 to Sep 4, 2012 · San Diego, Ca
M••••••• I••••••••• N•••••• I••• BD affiliated
Mar 13, 2006 to May 7, 2010 · Cypress, Tx
C•••• I••••••••• S••••••• C•••• former
Jan 15, 2003 to Mar 8, 2006 · Kingwood, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 4, 2000 to Jun 6, 2002 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

I••••• P••••••••• W•••••• L•• to B•• F•••••••• P••••••• W•••••• L••
left Jan 13, 2025, registered Sep 26, 2024 (-109 days) · RIA to a state-registered adviser · moved with a team
G••••••• A•••••••• L•• to I••••• P••••••••• W•••••• L••
left Nov 5, 2021, registered Nov 10, 2021 (5 days) · RIA to RIA
U•• F•••••••• S••••••••• L•• to G••••••• A•••••••• L••
left Apr 1, 2020, registered Apr 1, 2020 (0 days) · RIA to RIA · moved with a team
W••••••• W••••• A•••••••• I••• to U•• F•••••••• S••••••••• L••
left Jun 28, 2016, registered Jun 28, 2016 (0 days) · Other
M•••••• A••••• S••••••••• L•• to W••••••• W••••• A•••••••• I•••
left Sep 4, 2012, registered Oct 10, 2012 (36 days) · Other
M••••••• I••••••••• N•••••• I••• to M•••••• A••••• S••••••••• L••
left May 7, 2010, registered Jun 13, 2011 (402 days) · Other
C•••• I••••••••• S••••••• C•••• to M••••••• I••••••••• N•••••• I•••
left Mar 8, 2006, registered Mar 13, 2006 (5 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Jun 6, 2002, registered Jan 15, 2003 (223 days) · Other

Signals

V•••• L••• J•••• left I••••• P••••••••• W•••••• L•• for B•• F•••••••• P••••••• W•••••• L•• (registered 2024-09-26)
Jan 13, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address