RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• V••••••
- A••••••• F••••••••• L••• BD affiliated currentsince Jun 9, 2025 · Indianapolis, In
- S•••••••• S••••• B••••• L•• formerMay 1, 2023 to Jun 26, 2025 · Indianapolis, In
- S••••• B•••• I••••••••• A•••••••• L•• formerNov 2, 2018 to Sep 12, 2025 · Indianapolis, In
- F••••• M••••• W••••• A•••••••• L•• independent RIASep 22, 2008 to Apr 16, 2018 · Springfield, Mo
- L••••••• W•••••• I••• independent RIADec 18, 2006 to Jun 3, 2009 · Houston, Tx
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedDec 6, 2002 to Feb 13, 2006 · Dallas, Tx
- S••••• B•••• I••••••••• A•••••••• L•• to S•••••••• S••••• B••••• L••left Sep 12, 2025, registered May 1, 2023 (-865 days) · RIA to RIA · moved with a team
- S•••••••• S••••• B••••• L•• to A••••••• F••••••••• L•••left Jun 26, 2025, registered Jun 9, 2025 (-17 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F••••• M••••• W••••• A•••••••• L•• to S••••• B•••• I••••••••• A•••••••• L••left Apr 16, 2018, registered Nov 2, 2018 (200 days) · Other
- L••••••• W•••••• I••• to F••••• M••••• W••••• A•••••••• L••left Jun 3, 2009, registered Sep 22, 2008 (-254 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to L••••••• W•••••• I•••left Feb 13, 2006, registered Dec 18, 2006 (308 days) · Other
- T•••••• V•••••• left S••••• B•••• I••••••••• A•••••••• L•• for S•••••••• S••••• B••••• L•• (registered 2023-05-01)Sep 12, 2025 · Advisor changed firm · fact
- T•••••• V•••••• left S•••••••• S••••• B••••• L•• for A••••••• F••••••••• L••• (registered 2025-06-09)Jun 26, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address