RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince May 16, 2024 · Lynchburg, Va
- W•••• F•••• A••••••• wirehouseJun 22, 2006 to May 16, 2024 · Brookneal, Va
- B••• I••••••••• S•••••••• I••• formerFeb 13, 2003 to Jun 9, 2006 · Charlotte, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedOct 2, 2002 to Feb 11, 2003 · Greensboro, Nc
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 16, 2024, registered May 16, 2024 (0 days) · channel change inside one enterprise, not a move · moved with a team
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Jun 9, 2006, registered Jun 22, 2006 (13 days) · Other
- F•••• C••••••• I••••••• S•••••••• I••• to B••• I••••••••• S•••••••• I•••left Feb 11, 2003, registered Feb 13, 2003 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address