J•••• A• W•••••

• W•••• F•••• A••••••• wirehouse current
  since Apr 18, 2024 · Palm Beach Gardens, Fl
• M••••• S•••••• wirehouse
  Apr 2, 2021 to Apr 5, 2024 · West Palm Beach, Fl
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Jan 30, 2020 to Mar 2, 2021 · Jupiter, Fl
• J••• M••••• S••••••••• L•• wirehouse
  Jul 22, 2019 to Jan 17, 2020 · Palm Beach Gardens, Fl
• B••• O•• S••••••••• C••••••••• unclassified
  Jan 17, 2002 to Apr 30, 2003 · Oak Park, Il

• M••••• S•••••• to W•••• F•••• A•••••••
  left Apr 5, 2024, registered Apr 18, 2024 (13 days) · Wirehouse to wirehouse
• J••• M••••• P•••••• W••••• A••••••• L•• to M••••• S••••••
  left Mar 2, 2021, registered Apr 2, 2021 (31 days) · Affiliated broker-dealer or bank to wirehouse
• J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
  left Jan 17, 2020, registered Jan 30, 2020 (13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• L••
  left Apr 30, 2003, registered Jul 22, 2019 (5927 days) · Other

• ••• Locked
  Apr 5, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address