DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• J••• G•••••••

E•••••• F•••••••• E••••••independent RIANorwood, MaIA-onlyIAPD 4292472

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

7 y

since Nov 1, 2018

In the industry

25 y

since Mar 7, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• F•••••••• E•••••• independent RIA current
since Nov 1, 2018 · Norwood, Ma
E•••••• F•••••••• S•••••••• L•• former
Aug 22, 2016 to Nov 1, 2018 · Newton, Ma
U••• F•••••••• P••••••• S••••••• former
Oct 4, 2013 to Jul 27, 2016 · Needham, Ma
A••••• A•• P••••••• S••••••• BD affiliated
Feb 19, 2013 to Jul 30, 2013 · Seattle, Wa
S•••••••• A••••••• L•• national BD
Apr 25, 2011 to Jan 23, 2013 · Lone Tree, Co
S•••••••• A••••••• L•• national BD
Sep 17, 2004 to Apr 8, 2005 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••
left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
U••• F•••••••• P••••••• S••••••• to E•••••• F•••••••• S•••••••• L••
left Jul 27, 2016, registered Aug 22, 2016 (26 days) · Other
A••••• A•• P••••••• S••••••• to U••• F•••••••• P••••••• S•••••••
left Jul 30, 2013, registered Oct 4, 2013 (66 days) · Other
S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••
left Jan 23, 2013, registered Feb 19, 2013 (27 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address