RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• A• H•••••••
- C•••••• S••••• • C••• I••• national BD currentsince Jun 20, 2025 · Westlake, Tx
- T•••• C•••••• B••• P•••••• W••••• A••••••• independent RIASep 26, 2022 to Jun 10, 2025 · Fort Worth, Tx
- P•• W••••• M••••••••• BD affiliatedJan 14, 2022 to Aug 26, 2022 · Fort Worth, Tx
- P•• M•••••• A•••••• S••••••••• I••• formerJul 3, 2020 to Jun 2, 2021 · Fort Worth, Tx
- U•• F•••••••• S•••••••• I••• independent RIAJul 15, 2016 to Jun 12, 2020 · Ft Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 11, 2011 to Jul 21, 2016 · Fort Worth, Tx
- W•••• F•••• A••••••• wirehouseFeb 24, 2011 to May 11, 2011 · Addison, Tx
- T•••• C•••••• B••• P•••••• W••••• A••••••• to C•••••• S••••• • C••• I•••left Jun 10, 2025, registered Jun 20, 2025 (10 days) · RIA to affiliated broker-dealer or bank · moved with a team
- P•• W••••• M••••••••• to T•••• C•••••• B••• P•••••• W••••• A•••••••left Aug 26, 2022, registered Sep 26, 2022 (31 days) · Affiliated broker-dealer or bank to independent RIA
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Jun 2, 2021, registered Jan 14, 2022 (226 days) · Affiliated broker-dealer or bank to another · moved with a team
- U•• F•••••••• S•••••••• I••• to P•• M•••••• A•••••• S••••••••• I•••left Jun 12, 2020, registered Jul 3, 2020 (21 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S•••••••• I•••left Jul 21, 2016, registered Jul 15, 2016 (-6 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 11, 2011, registered May 11, 2011 (0 days) · Wirehouse to wirehouse
- B••••••• A• H••••••• left T•••• C•••••• B••• P•••••• W••••• A••••••• for C•••••• S••••• • C••• I••• (registered 2025-06-20)Jun 10, 2025 · Advisor changed firm · fact
- B••••••• A• H••••••• left P•• W••••• M••••••••• for T•••• C•••••• B••• P•••••• W••••• A••••••• (registered 2022-09-26)Aug 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address