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Registered advisor
E•••••••• L••• H••••••
Feed of 09/14/2026
Also filed as E•••••••• L••• H••••••
At current firm
12 y
since Jun 4, 2014
In the industry
25 y
since Mar 30, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 4, 2014 · Scottsdale, Az
- W••••••• F•••••••• S•••••••• I••• formerJun 4, 2014 to Jan 19, 2024 · Oakdale, Mn
- F•• S••••••••• C••••••••• formerJun 4, 2014 to Nov 3, 2023 · Atlanta, Ga
- S•••••••• F••••••••• I••• formerMay 6, 2010 to Sep 1, 2023 · Phoenix, Az
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jun 4, 2014 (-3516 days) · corporate re-registration, not a move
- F•• S••••••••• C••••••••• to W••••••• F•••••••• S•••••••• I•••left Nov 3, 2023, registered Jun 4, 2014 (-3439 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• F••••••••• I••• to F•• S••••••••• C•••••••••left Sep 1, 2023, registered Jun 4, 2014 (-3376 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address