RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• T•••• V•••••••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Jun 2, 2025 · Metarie, La
- A•••••• R••••••• C•••••• i••••••••• wealthAug 2, 2018 to May 30, 2025 · Metairie, La
- L•••• F••• A••••••• S••••••• BD affiliatedMar 12, 2015 to Aug 2, 2018 · Metairie, La
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Mar 12, 2015 · Metairie, La
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Oct 1, 2012 · Metairie, La
- B••• O•• S••••••••• C••••••••• unclassifiedApr 23, 2004 to Jul 6, 2005 · Metairie, La
- A•••••• R••••••• C•••••• to I••••••••• A•••••• A•••••••• L••left May 30, 2025, registered Jun 2, 2025 (3 days) · Other · moved with a team
- L•••• F••• A••••••• S••••••• to A•••••• R••••••• C••••••left Aug 2, 2018, registered Aug 2, 2018 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••• M••••• S••••••••• L•• to L•••• F••• A••••••• S•••••••left Mar 12, 2015, registered Mar 12, 2015 (0 days) · Other · moved with a team
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
- W•••••• T•••• V••••••••• left A•••••• R••••••• C•••••• for I••••••••• A•••••• A•••••••• L•• (registered 2025-06-02)May 30, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address