DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Seth A Jackson
Feed of 09/15/2026
Also filed as Seth Adam Jackson
At current firm
3 y
since Jan 24, 2023
In the industry
18 y
since Jul 9, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Valic Financial Advisors, Inc. BD affiliated currentsince Jan 24, 2023 · Fargo, Nd
- Park Avenue Securities LLC BD affiliatedSep 1, 2015 to May 23, 2016 · Minnetonka, Mn
- Securian Financial Services, Inc. formerFeb 20, 2015 to Apr 24, 2015 · Fargo, Nd
- Colliers Securities LLC BD affiliatedOct 3, 2011 to Dec 31, 2013 · Fargo, Nd
- Wells Fargo Advisors wirehouseJan 3, 2011 to Oct 5, 2011 · New Hope, Mn
- Wells Fargo Investments, LLC unclassifiedJul 10, 2008 to Jan 3, 2011 · Crystal, Mn
Moves
a registration end followed by a registration begin elsewhere
- Park Avenue Securities LLC to Valic Financial Advisors, Inc.left May 23, 2016, registered Jan 24, 2023 (2437 days) · Other
- Securian Financial Services, Inc. to Park Avenue Securities LLCleft Apr 24, 2015, registered Sep 1, 2015 (130 days) · Other
- Colliers Securities LLC to Securian Financial Services, Inc.left Dec 31, 2013, registered Feb 20, 2015 (416 days) · Other
- Wells Fargo Advisors to Colliers Securities LLCleft Oct 5, 2011, registered Oct 3, 2011 (-2 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address