DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Augustine Sementa
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Oct 19, 2023
In the industry
25 y
since Mar 16, 2001 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- D.A. Davidson & Co. independent RIA currentsince Oct 19, 2023 · Wilmington, Nc
- Truist Advisory Services, Inc. BD affiliatedFeb 17, 2021 to Oct 23, 2023 · Atlanta, Ga
- Bb&T Securities, LLC formerJan 7, 2016 to Feb 17, 2021 · Wilmington, Nc
- United Brokerage Services Inc BD affiliatedAug 25, 2011 to Dec 14, 2015 · Morgantown, Wv
- LPL Financial LLC BD affiliatedJul 11, 2007 to Aug 19, 2011 · Fort Mill, Sc
- Uvest Financial Services Group, Inc. unclassifiedOct 22, 2004 to Jan 31, 2008 · Morgantown, Wv
- Valic Financial Advisors, Inc. BD affiliatedAug 19, 2003 to Oct 26, 2004 · Centreville, Va
- Bb&T Investment Services, Inc. formerMay 7, 2002 to Aug 18, 2003 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to D.A. Davidson & Co.left Oct 23, 2023, registered Oct 19, 2023 (-4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Bb&T Securities, LLC to Truist Advisory Services, Inc.left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- United Brokerage Services Inc to Bb&T Securities, LLCleft Dec 14, 2015, registered Jan 7, 2016 (24 days) · Other
- LPL Financial LLC to United Brokerage Services Incleft Aug 19, 2011, registered Aug 25, 2011 (6 days) · Other
- Uvest Financial Services Group, Inc. to LPL Financial LLCleft Jan 31, 2008, registered Jul 11, 2007 (-204 days) · Other
- Valic Financial Advisors, Inc. to Uvest Financial Services Group, Inc.left Oct 26, 2004, registered Oct 22, 2004 (-4 days) · Other
- Bb&T Investment Services, Inc. to Valic Financial Advisors, Inc.left Aug 18, 2003, registered Aug 19, 2003 (1 days) · Other
Signals
- Richard Augustine Sementa left Truist Advisory Services, Inc. for D.A. Davidson & Co. (registered 2023-10-19)Oct 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address