RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• W••••• K•••••
- N•••••• A••••••• BD affiliated currentsince May 5, 2021 · Novi, Mi
- E•••••••• W••••• M••••••••• L•• formerJun 15, 2017 to Apr 28, 2021 · Northville, Mi
- H••••••••• F•••••••• A••••••• BD affiliatedJul 15, 2015 to Jun 12, 2017 · Adrian, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 5, 2015 · Detroit, Mi
- C•••• I••••••••• S••••••• C•••• formerOct 5, 2010 to Oct 1, 2012 · Redford, Mi
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Sep 9, 2010 · Ann Arbor, Mi
- N•••••• I••••••••• I••• unclassifiedAug 18, 2009 to Nov 13, 2009 · Belleville, Mi
- E•••••••• W••••• M••••••••• L•• to N•••••• A•••••••left Apr 28, 2021, registered May 5, 2021 (7 days) · RIA to affiliated broker-dealer or bank
- H••••••••• F•••••••• A••••••• to E•••••••• W••••• M••••••••• L••left Jun 12, 2017, registered Jun 15, 2017 (3 days) · Other
- J••• M••••• S••••••••• L•• to H••••••••• F•••••••• A•••••••left Jun 5, 2015, registered Jul 15, 2015 (40 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left Sep 9, 2010, registered Oct 5, 2010 (26 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address