RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R• K•••••
- E••••• J•••• national BD currentsince Feb 7, 2023 · Grand Rapids, Mi
- T• R••• P•••• A••••••••• I••• asset managerJul 21, 2021 to Feb 7, 2023 · Grand Rapids, Mi
- I•••••• A•••••••• I••• asset managerSep 11, 2014 to Jun 4, 2021 · Grand Rapids, Mi
- L•••• A••••• • C•• L•• asset managerMay 27, 2009 to Sep 4, 2014 · Jersey City, Nj
- T• R••• P•••• A••••••••• I••• to E••••• J••••left Feb 7, 2023, registered Feb 7, 2023 (0 days) · Other
- I•••••• A•••••••• I••• to T• R••• P•••• A••••••••• I•••left Jun 4, 2021, registered Jul 21, 2021 (47 days) · Other
- L•••• A••••• • C•• L•• to I•••••• A•••••••• I•••left Sep 4, 2014, registered Sep 11, 2014 (7 days) · Other
- J••••• R• K••••• left T• R••• P•••• A••••••••• I••• for E••••• J•••• (registered 2023-02-07)Feb 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address