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Registered advisor
M•••••• A•••••• T••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••••• A•••••• T••••••••
At current firm
6 y
since Jul 31, 2020
In the industry
25 y
since Aug 21, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jul 31, 2020 · Boardman, Oh
- W•••• F•••• A••••••• wirehouseFeb 5, 2019 to Jul 23, 2020 · Canfield, Oh
- A••••••• F•••••••• A•••••••• L•• BD affiliatedNov 13, 2018 to Feb 1, 2019 · Warren, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedMar 6, 2013 to Jul 25, 2018 · Hermitage, Pa
- W•••• F•••• A••••••• wirehouseFeb 1, 2007 to Feb 27, 2013 · El Segundo, Ca
- E•••• N••••••• S••••••••• I••• formerSep 9, 2004 to Feb 14, 2006 · La, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Jul 23, 2020, registered Jul 31, 2020 (8 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••• F•••••••• A•••••••• L•• to W•••• F•••• A•••••••left Feb 1, 2019, registered Feb 5, 2019 (4 days) · Affiliated broker-dealer or bank to wirehouse
- H••••••••• F•••••••• A••••••• to A••••••• F•••••••• A•••••••• L••left Jul 25, 2018, registered Nov 13, 2018 (111 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to H••••••••• F•••••••• A•••••••left Feb 27, 2013, registered Mar 6, 2013 (7 days) · Other
- E•••• N••••••• S••••••••• I••• to W•••• F•••• A•••••••left Feb 14, 2006, registered Feb 1, 2007 (352 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address