DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Amy Sue Wasley Palmer
Feed of 09/14/2026
Also filed as Amy Sue Wasley
At current firm
0 y
since May 28, 2026
In the industry
17 y
since Jul 21, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince May 28, 2026 · Santee, Ca
- Independent Financial Group, LLC BD affiliatedOct 2, 2023 to Aug 6, 2025 · San Diego, Ca
- M Holdings Securities, Inc. BD affiliatedSep 30, 2021 to Sep 6, 2023 · Portland, Or
- Commonwealth Financial Network national BDJun 3, 2014 to Sep 15, 2021 · San Diego, Ca
- Cetera Advisor Networks LLC formerAug 19, 2011 to May 8, 2014 · San Diego, Ca
- MML Investors Services, LLC BD affiliatedMay 21, 2010 to Jul 26, 2010 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Group, LLC to Edward Jonesleft Aug 6, 2025, registered May 28, 2026 (295 days) · Affiliated broker-dealer or bank to another · moved with a team
- M Holdings Securities, Inc. to Independent Financial Group, LLCleft Sep 6, 2023, registered Oct 2, 2023 (26 days) · Affiliated broker-dealer or bank to another
- Commonwealth Financial Network to M Holdings Securities, Inc.left Sep 15, 2021, registered Sep 30, 2021 (15 days) · Affiliated broker-dealer or bank to another
- Cetera Advisor Networks LLC to Commonwealth Financial Networkleft May 8, 2014, registered Jun 3, 2014 (26 days) · Other
- MML Investors Services, LLC to Cetera Advisor Networks LLCleft Jul 26, 2010, registered Aug 19, 2011 (389 days) · Other
Signals
- Amy Sue Wasley Palmer left Independent Financial Group, Llc for Edward Jones (registered 2026-05-28)Aug 6, 2025 · Advisor changed firm · fact
- Amy Sue Wasley Palmer left M Holdings Securities, Inc. for Independent Financial Group, Llc (registered 2023-10-02)Sep 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address