DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron Matthew Gagnier
Feed of 09/15/2026
Also filed as Aaron M. Gagnier
At current firm
7 y
since Jan 28, 2019
In the industry
25 y
since Jul 26, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Success Wealth Management LLC independent RIA currentsince Jan 28, 2019 · Somerset, Ma
- Questar Asset Management, Inc. formerDec 20, 2017 to Jan 23, 2019 · Warwick, Ri
- Capital Analysts BD affiliatedNov 10, 2016 to Nov 6, 2017 · Warwick, Ri
- Lincoln Investment independent RIAAug 2, 2016 to Nov 6, 2017 · Fort Washington, Pa
- Valic Financial Advisors, Inc. BD affiliatedOct 14, 2004 to Aug 10, 2006 · Burlington, Ma
- Ameriprise Financial Services, LLC national BDMar 4, 2003 to Sep 25, 2004 · Cranston, Ri
Moves
a registration end followed by a registration begin elsewhere
- Questar Asset Management, Inc. to Success Wealth Management LLCleft Jan 23, 2019, registered Jan 28, 2019 (5 days) · Affiliated broker-dealer or bank to independent RIA
- Capital Analysts to Questar Asset Management, Inc.left Nov 6, 2017, registered Dec 20, 2017 (44 days) · Other
- Lincoln Investment to Capital Analystsleft Nov 6, 2017, registered Nov 10, 2016 (-361 days) · Other
- Valic Financial Advisors, Inc. to Lincoln Investmentleft Aug 10, 2006, registered Aug 2, 2016 (3645 days) · Other
- Ameriprise Financial Services, LLC to Valic Financial Advisors, Inc.left Sep 25, 2004, registered Oct 14, 2004 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address