DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• G•••••••• C•••••••

L•• E••••••••• L••BD affiliatedSan Jose, Cadual registrantIAPD 4442568

Feed of 09/14/2026

Also filed as Gil C•••••••

At current firm

1 y

since Nov 14, 2024

In the industry

24 y

since Dec 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• E••••••••• L•• BD affiliated current
since Nov 14, 2024 · San Jose, Ca
P•••• S••••••••• L•• no RAUM
Jun 14, 2023 to Nov 14, 2024 · San Jose, Ca
A••••••• F•••••••• A•••••••• L•• BD affiliated
Sep 1, 2022 to May 31, 2023 · Danville, Ca
P•••••••• A••••••• national BD
Dec 15, 2020 to Aug 5, 2021 · Santa Clara, Ca
P•••••••• A••••••• national BD
Sep 27, 2018 to Dec 31, 2018 · Santa Clara, Ca
F•••••••• E••••• S•••••••• I••• former
Jan 30, 2014 to Sep 29, 2016 · Alviso, Ca
L•••••• I••••••••• independent RIA
May 31, 2012 to Jul 1, 2013 · Alviso, Ca
V•••• F•••••••• A•••••••• I••• BD affiliated
Apr 12, 2007 to Mar 4, 2009 · Oakland, Ca
P•••••• P••••••• S••••••••• I••• unclassified
Nov 30, 2005 to Sep 5, 2006 · San Jose, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 6, 2001 to Nov 30, 2005 · Campbell, Ca

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
A••••••• F•••••••• A•••••••• L•• to P•••• S••••••••• L••
left May 31, 2023, registered Jun 14, 2023 (14 days) · Affiliated broker-dealer or bank to another
P•••••••• A••••••• to A••••••• F•••••••• A•••••••• L••
left Aug 5, 2021, registered Sep 1, 2022 (392 days) · Affiliated broker-dealer or bank to another
F•••••••• E••••• S•••••••• I••• to P•••••••• A•••••••
left Sep 29, 2016, registered Sep 27, 2018 (728 days) · Other
L•••••• I••••••••• to F•••••••• E••••• S•••••••• I•••
left Jul 1, 2013, registered Jan 30, 2014 (213 days) · Other
V•••• F•••••••• A•••••••• I••• to L•••••• I•••••••••
left Mar 4, 2009, registered May 31, 2012 (1184 days) · Other
P•••••• P••••••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••
left Sep 5, 2006, registered Apr 12, 2007 (219 days) · Other
A••••••••• F•••••••• S•••••••• L•• to P•••••• P••••••• S••••••••• I•••
left Nov 30, 2005, registered Nov 30, 2005 (0 days) · Other

Signals

J•••• G•••••••• C••••••• left A••••••• F•••••••• A•••••••• L•• for P•••• S••••••••• L•• (registered 2023-06-14)
May 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address