RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
- Title
- Data Operations Analystreportedfiducientadvisors.comfirm site, Sep 15, 2026
- Designations
- CFAreportedfiducientadvisors.comas printed on the bio page, Sep 16, 2026
- Professional profile
- fiducientadvisors.com/team/sheena-effendireportedfiducientadvisors.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Fiducient Advisors LLC mixed wealth currentsince Mar 22, 2018 · Mclean, Va
- Orion Investment Advisors, LLC formerOct 25, 2016 to Mar 28, 2018 · Mclean, Va
- Wells Fargo Advisors wirehouseSep 16, 2005 to Mar 1, 2016 · Mclean, Va
- Wells Fargo Advisors wirehouseApr 21, 2005 to Sep 16, 2005 · Mclean, Va
- Td Ameritrade, Inc. formerJun 18, 2003 to May 13, 2004 · Bethesda, Md
- Ameriprise Financial Services, LLC national BDJan 11, 2002 to May 28, 2003 · Vienna, Va
- Orion Investment Advisors, LLC to Fiducient Advisors LLCleft Mar 28, 2018, registered Mar 22, 2018 (-6 days) · Other · moved with a team
- Wells Fargo Advisors to Orion Investment Advisors, LLCleft Mar 1, 2016, registered Oct 25, 2016 (238 days) · Other · moved with a team
- Wells Fargo Advisors to Wells Fargo Advisorsleft Sep 16, 2005, registered Sep 16, 2005 (0 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Wells Fargo Advisorsleft May 13, 2004, registered Apr 21, 2005 (343 days) · Other
- Ameriprise Financial Services, LLC to Td Ameritrade, Inc.left May 28, 2003, registered Jun 18, 2003 (21 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address