DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••• P••• O••••••

A•• W••••• A•••••••independent RIASt. Petersburg, FlIA-onlyIAPD 4463887

Certified Financial Planner

Feed of 09/14/2026

Also filed as R••• Oleary

At current firm

0 y

since Sep 20, 2025

In the industry

24 y

since Jun 17, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•• W••••• A••••••• independent RIA current
since Sep 20, 2025 · St. Petersburg, Fl
I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated
Nov 6, 2018 to Nov 13, 2023 · Tampa, Fl
S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L•• independent RIA
May 23, 2017 to Oct 30, 2018 · Tampa, Fl
M••••• G••••• A••••••• I••• independent RIA
Dec 23, 2015 to Aug 31, 2016 · Tampa, Fl
S•••••• F•••••••• G••••• L••••• independent RIA
Jan 28, 2014 to Sep 30, 2015 · Tampa, Fl
C••••• • A••••••••• I••• independent RIA
Jan 11, 2011 to Dec 23, 2013 · Lady Lake, Fl
M••••• S•••••• wirehouse
Nov 5, 2009 to Dec 21, 2010 · Tampa, Fl
E•• F•••••••• A••••••• independent RIA
Oct 10, 2006 to Sep 21, 2009 · Montpelier, Vt
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Nov 22, 2005 to Sep 18, 2006 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

I••••••••• A••••• I••••••••• M••••••••• L•• to A•• W••••• A•••••••
left Nov 13, 2023, registered Sep 20, 2025 (677 days) · Affiliated broker-dealer or bank to independent RIA
S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••
left Oct 30, 2018, registered Nov 6, 2018 (7 days) · RIA to affiliated broker-dealer or bank
M••••• G••••• A••••••• I••• to S•••• M••••• F•••••••• • E••••• P••••••• S•••••••• L••
left Aug 31, 2016, registered May 23, 2017 (265 days) · Other
S•••••• F•••••••• G••••• L••••• to M••••• G••••• A••••••• I•••
left Sep 30, 2015, registered Dec 23, 2015 (84 days) · Other
C••••• • A••••••••• I••• to S•••••• F•••••••• G••••• L•••••
left Dec 23, 2013, registered Jan 28, 2014 (36 days) · Other
M••••• S•••••• to C••••• • A••••••••• I•••
left Dec 21, 2010, registered Jan 11, 2011 (21 days) · Other
E•• F•••••••• A••••••• to M••••• S••••••
left Sep 21, 2009, registered Nov 5, 2009 (45 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to E•• F•••••••• A•••••••
left Sep 18, 2006, registered Oct 10, 2006 (22 days) · Other

Signals

R••• P••• O•••••• left I••••••••• A••••• I••••••••• M••••••••• L•• for A•• W••••• A••••••• (registered 2025-09-20)
Nov 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address