RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• F•••• K•••••
- J• S••••••••• L•• independent RIA currentsince Apr 10, 2019 · Gainesville, Ga
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIADec 17, 2014 to Apr 16, 2019 · Duluth, Ga
- L•• F•••••••• L•• BD affiliatedAug 9, 2011 to Jan 8, 2015 · Canton, Ga
- S••••••••• A•••••• A•••••••• I••• formerNov 12, 2009 to Aug 9, 2011 · Canton, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedOct 14, 2005 to Nov 12, 2009 · Greenville, Sc
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerJun 18, 2004 to Oct 6, 2005 · Atlanta, Ga
- O••••••••• S••••••••• I••• BD affiliatedMar 12, 2003 to May 20, 2004 · Norcross, Ga
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to J• S••••••••• L••left Apr 16, 2019, registered Apr 10, 2019 (-6 days) · RIA to RIA
- L•• F•••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jan 8, 2015, registered Dec 17, 2014 (-22 days) · Other
- S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••left Aug 9, 2011, registered Aug 9, 2011 (0 days) · Other
- V••• F•••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 12, 2009, registered Nov 12, 2009 (0 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to V••• F•••••••• A•••••••• I•••left Oct 6, 2005, registered Oct 14, 2005 (8 days) · Other
- O••••••••• S••••••••• I••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left May 20, 2004, registered Jun 18, 2004 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address