RIA Intelligence

• S••••• W••••• A•••••••• I••• no RAUM current
  since Oct 3, 2021 · Richfield, Oh
• V••• F•••••••• A•••••••• I••• BD affiliated
  Mar 31, 2015 to Nov 15, 2016 · Independence, Oh
• C••••• A••••••• L•• former
  Sep 17, 2012 to Jan 27, 2015 · North Royalton, Oh
• E•••••••• A•••••••• L•• national BD
  Jul 16, 2012 to Sep 20, 2012 · Akron, Oh
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Mar 18, 2005 to Jul 19, 2012 · Independence, Oh

• V••• F•••••••• A•••••••• I••• to S••••• W••••• A•••••••• I•••
  left Nov 15, 2016, registered Oct 3, 2021 (1783 days) · Other
• C••••• A••••••• L•• to V••• F•••••••• A•••••••• I•••
  left Jan 27, 2015, registered Mar 31, 2015 (63 days) · Other
• E•••••••• A•••••••• L•• to C••••• A••••••• L••
  left Sep 20, 2012, registered Sep 17, 2012 (-3 days) · Other
• V•••• F•••••••• A•••••••• I••• to E•••••••• A•••••••• L••
  left Jul 19, 2012, registered Jul 16, 2012 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

No RAUM reportedderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address