RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• I•••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 21, 2025 · Ellisville, Mo
- O•••• W•••••• I••• BD affiliatedJan 19, 2024 to Apr 24, 2025 · Wildwood, Mo
- W••••••• F•••••••• S•••••••• I••• formerDec 1, 2015 to Jan 19, 2024 · St Louis, Mo
- P••• A••••• S••••••••• L•• BD affiliatedAug 18, 2010 to Dec 2, 2015 · Saint Louis, Mo
- H•••••• T••••••• • K•••• L•• independent RIAMay 15, 2008 to Jun 15, 2010 · Dallas, Tx
- E•••• S••••••••• L•• BD affiliatedOct 14, 2005 to May 28, 2008 · Dallas, Tx
- O•••• W•••••• I••• to L•• F•••••••• L••left Apr 24, 2025, registered Apr 21, 2025 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to W••••••• F•••••••• S•••••••• I•••left Dec 2, 2015, registered Dec 1, 2015 (-1 days) · Other
- H•••••• T••••••• • K•••• L•• to P••• A••••• S••••••••• L••left Jun 15, 2010, registered Aug 18, 2010 (64 days) · Other
- E•••• S••••••••• L•• to H•••••• T••••••• • K•••• L••left May 28, 2008, registered May 15, 2008 (-13 days) · Other
- K•••• I•••• B••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-04-21)Apr 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address