RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• S•••• M•••••••
- B••••••• C•••••• M••••••••• L•• other currentsince May 28, 2024 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedMar 2, 2021 to Jun 4, 2024 · Atlanta, Ga
- B••• S••••••••• L•• formerOct 24, 2017 to Mar 2, 2021 · Atlanta, Ga
- F•• W••••• M••••••••• L•• state registeredSep 3, 2013 to Oct 13, 2017 · Atlanta, Ga
- U••• F•••••••• P••••••• S••••••• formerAug 18, 2011 to Sep 4, 2013 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• national BDFeb 28, 2005 to Aug 4, 2011 · Atlanta, Ga
- G• F•••••••• A•••••••• I••• unclassifiedApr 25, 2003 to Jan 7, 2005 · Atlanta, Ga
- J••• A•••••••• I••• formerApr 24, 2003 to Jan 7, 2005 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• to B••••••• C•••••• M••••••••• L••left Jun 4, 2024, registered May 28, 2024 (-7 days) · Other
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
- F•• W••••• M••••••••• L•• to B••• S••••••••• L••left Oct 13, 2017, registered Oct 24, 2017 (11 days) · Other
- U••• F•••••••• P••••••• S••••••• to F•• W••••• M••••••••• L••left Sep 4, 2013, registered Sep 3, 2013 (-1 days) · Other
- R•••••• J•••• • A••••••••• I••• to U••• F•••••••• P••••••• S•••••••left Aug 4, 2011, registered Aug 18, 2011 (14 days) · Affiliated broker-dealer or bank to a newly registered adviser
- G• F•••••••• A•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jan 7, 2005, registered Feb 28, 2005 (52 days) · Other
- J••• A•••••••• I••• to G• F•••••••• A•••••••• I•••left Jan 7, 2005, registered Apr 25, 2003 (-623 days) · Other
- D•••••• S•••• M••••••• left T••••• A••••••• S•••••••• I••• for B••••••• C•••••• M••••••••• L•• (registered 2024-05-28)Jun 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address