RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• D•••••• W•••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Aug 17, 2018 · Atlanta, Ga
- C• A••••••• S••••••• independent RIAOct 11, 2017 to Feb 15, 2018 · Atlanta, Ga
- A••••••• F•••••••• A•••••••• L•• BD affiliatedJan 10, 2017 to Aug 21, 2017 · Atlanta, Ga
- C• A••••••• S••••••• independent RIAAug 4, 2016 to Oct 18, 2016 · Atlanta, Ga
- A••••••• F•••••••• A•••••••• L•• BD affiliatedAug 6, 2013 to Jun 29, 2016 · Atlanta, Ga
- O•••• F•• I••• formerMay 4, 2007 to Jun 26, 2013 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseNov 20, 2006 to Apr 5, 2007 · Atlanta, Ga
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 2, 2003 to Mar 31, 2005 · Atlanta, Ga
- C• A••••••• S••••••• to A••••••• F•••••••• A•••••••• L••left Feb 15, 2018, registered Aug 17, 2018 (183 days) · Other
- A••••••• F•••••••• A•••••••• L•• to C• A••••••• S•••••••left Aug 21, 2017, registered Oct 11, 2017 (51 days) · Other
- C• A••••••• S••••••• to A••••••• F•••••••• A•••••••• L••left Oct 18, 2016, registered Jan 10, 2017 (84 days) · Other
- A••••••• F•••••••• A•••••••• L•• to C• A••••••• S•••••••left Jun 29, 2016, registered Aug 4, 2016 (36 days) · Other
- O•••• F•• I••• to A••••••• F•••••••• A•••••••• L••left Jun 26, 2013, registered Aug 6, 2013 (41 days) · Other
- W•••• F•••• A••••••• to O•••• F•• I•••left Apr 5, 2007, registered May 4, 2007 (29 days) · Other
- V•••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Mar 31, 2005, registered Nov 20, 2006 (599 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address