DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• D•••• F••

O•••• W•••••• I•••BD affiliatedReston, Va dual registrantIAPD 4526874

Certified Financial Planner

Feed of 09/15/2026

Also filed as D•••• Fei

At current firm

2 y

since Jan 19, 2024

In the industry

21 y

since Oct 19, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 19, 2024 · Rockville, Md
W••••••• F•••••••• S•••••••• I••• former
Jun 6, 2022 to Jan 19, 2024 · Reston, Va
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Mar 27, 2018 to Jun 30, 2022 · Rockville, Md
C•••••• S••••• • C••• I••• national BD
May 24, 2016 to Jan 11, 2018 · Gaithersburg, Md
U••• F•••••••• P••••••• S••••••• former
Nov 20, 2013 to Apr 8, 2016 · Bethesda, Md
S•••••••• A••••••• L•• national BD
Mar 26, 2013 to Nov 13, 2013 · Tysons Corner, Va
S•••••••• A••••••• L•• national BD
Oct 12, 2011 to Aug 23, 2012 · Alexandria, Va

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••••• F•••••••• S•••••••• I•••
left Jun 30, 2022, registered Jun 6, 2022 (-24 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 11, 2018, registered Mar 27, 2018 (75 days) · Affiliated broker-dealer or bank to another
U••• F•••••••• P••••••• S••••••• to C•••••• S••••• • C••• I•••
left Apr 8, 2016, registered May 24, 2016 (46 days) · Other
S•••••••• A••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Nov 13, 2013, registered Nov 20, 2013 (7 days) · Other

Signals

C•••••••• D•••• F•• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W••••••• F•••••••• S•••••••• I••• (registered 2022-06-06)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address