DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy James Black

Sei Investments Management Corpmixed wealthChicago, Il dual registrantIAPD 4537373

Feed of 09/15/2026

Also filed as Timothy J Black

At current firm

2 y

since Jan 4, 2024

In the industry

24 y

since Sep 13, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Sei Investments Management Corp mixed wealth current
since Jan 4, 2024 · Chicago, Il
Fiducient Advisors LLC mixed wealth
Dec 19, 2022 to Jan 29, 2024 · Waukesha, Wi
Pnc Capital Advisors LLC other
May 2, 2013 to Mar 30, 2022 · Milwaukee, Wi
Pnc Capital Advisors LLC other
Apr 11, 2012 to Sep 14, 2012 · Milwaukee, Wi
Pnc Wealth Management BD affiliated
Nov 13, 2009 to May 25, 2010 · Milwaukee, Wi
Natcity Investments, Inc. unclassified
Jul 23, 2008 to Nov 13, 2009 · Kewaskum, Wi
Equitable Advisors, LLC national BD
Mar 24, 2004 to Mar 24, 2004 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Fiducient Advisors LLC to Sei Investments Management Corp
left Jan 29, 2024, registered Jan 4, 2024 (-25 days) · Other
Pnc Capital Advisors LLC to Fiducient Advisors LLC
left Mar 30, 2022, registered Dec 19, 2022 (264 days) · Other
Pnc Wealth Management to Pnc Capital Advisors LLC
left May 25, 2010, registered Apr 11, 2012 (687 days) · Other
Natcity Investments, Inc. to Pnc Wealth Management
left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
Equitable Advisors, LLC to Natcity Investments, Inc.
left Mar 24, 2004, registered Jul 23, 2008 (1582 days) · Other

Signals

Timothy James Black left Fiducient Advisors Llc for Sei Investments Management Corp (registered 2024-01-04)
Jan 29, 2024 · Advisor changed firm · fact
Timothy James Black left Pnc Capital Advisors Llc for Fiducient Advisors Llc (registered 2022-12-19)
Mar 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address