DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• D•• H•••••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedPlymouth, Mn IA-onlyIAPD 4546605

Feed of 09/15/2026

Also filed as J•• D•• H•••••••••

At current firm

0 y

since Jan 12, 2026

In the industry

24 y

since Aug 8, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Jan 12, 2026 · Plymouth, Mn
H••••• W••••• M••••••••• L•• state registered
May 14, 2025 to Jun 23, 2025 · Nashville, Tn
F••••• I••••••••• independent RIA
Oct 13, 2020 to May 22, 2023 · Plano, Tx
E••••• J•••• national BD
Nov 29, 2017 to Oct 6, 2020 · Ripley, Tn
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Dec 5, 2006 to Nov 29, 2017 · Columbus, Oh
N••••••••• I••••••••• S••••••• C••••••••• unclassified
Aug 16, 2006 to Dec 5, 2006 · Troy, Ny

Moves

a registration end followed by a registration begin elsewhere

H••••• W••••• M••••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••
left Jun 23, 2025, registered Jan 12, 2026 (203 days) · Other
F••••• I••••••••• to H••••• W••••• M••••••••• L••
left May 22, 2023, registered May 14, 2025 (723 days) · RIA to a state-registered adviser
E••••• J•••• to F••••• I•••••••••
left Oct 6, 2020, registered Oct 13, 2020 (7 days) · Affiliated broker-dealer or bank to independent RIA
N••••••••• I••••••••• A•••••••• L•• to E••••• J••••
left Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other
N••••••••• I••••••••• S••••••• C••••••••• to N••••••••• I••••••••• A•••••••• L••
left Dec 5, 2006, registered Dec 5, 2006 (0 days) · corporate re-registration, not a move

Signals

J•• D•• H••••••••• left H••••• W••••• M••••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-01-12)
Jun 23, 2025 · Advisor changed firm · fact
J•• D•• H••••••••• left F••••• I••••••••• for H••••• W••••• M••••••••• L•• (registered 2025-05-14)
May 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address