DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••• S••••••

V••••••• A•••••••• I•••BD affiliatedMalvern, Padual registrantIAPD 4550570

Certified Financial Planner

Feed of 09/14/2026

Also filed as Jackie Coates

At current firm

0 y

since Feb 19, 2026

In the industry

21 y

since Jun 13, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Feb 19, 2026 · Malvern, Pa
C••••••••• F•••••••• N•••••• national BD
Apr 15, 2024 to Dec 31, 2025 · Warren, Nj
C••••••• P••••••• independent RIA
Sep 6, 2023 to Jan 8, 2024 · Berwyn, Pa
K••••••••• A••••••• former
Jul 31, 2008 to Sep 29, 2023 · Berwyn, Pa
A••••• A•• P••••••• S••••••• BD affiliated
Oct 1, 2007 to Jun 19, 2008 · Philadelphia, Pa
V••••••• A•••••••• I••• BD affiliated
Jun 16, 2005 to Sep 10, 2007 · Valley Forge, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to V••••••• A•••••••• I•••
left Dec 31, 2025, registered Feb 19, 2026 (50 days) · Affiliated broker-dealer or bank to another
C••••••• P••••••• to C••••••••• F•••••••• N••••••
left Jan 8, 2024, registered Apr 15, 2024 (98 days) · RIA to affiliated broker-dealer or bank
K••••••••• A••••••• to C••••••• P•••••••
left Sep 29, 2023, registered Sep 6, 2023 (-23 days) · RIA to RIA · moved with a team
A••••• A•• P••••••• S••••••• to K••••••••• A•••••••
left Jun 19, 2008, registered Jul 31, 2008 (42 days) · Other
V••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••
left Sep 10, 2007, registered Oct 1, 2007 (21 days) · Other

Signals

J••••• M•••• S•••••• left C••••••••• F•••••••• N•••••• for V••••••• A•••••••• I••• (registered 2026-02-19)
Dec 31, 2025 · Advisor changed firm · fact
J••••• M•••• S•••••• left C••••••• P••••••• for C••••••••• F•••••••• N•••••• (registered 2024-04-15)
Jan 8, 2024 · Advisor changed firm · fact
J••••• M•••• S•••••• left K••••••••• A••••••• for C••••••• P••••••• (registered 2023-09-06)
Sep 29, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address