DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Martha Murphy Lord

Citizens Securities, Inc.BD affiliatedWestwood, Ma dual registrantIAPD 4573895

Certified Financial Planner

Feed of 09/15/2026

Also filed as Martha Jean Murphy

At current firm

4 y

since Jan 18, 2022

In the industry

17 y

since Sep 26, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Citizens Securities, Inc. BD affiliated current
since Jan 18, 2022 · Westwood, Ma
Seia BD affiliated
Nov 18, 2020 to Feb 16, 2022 · Los Angeles, Ca
Usaa Investment Services Company no RAUM
Jan 8, 2018 to Jun 12, 2020 · Millersville, Md
Usaa Financial Planning Services former
Oct 20, 2015 to Jan 8, 2018 · Vienna, Va
RBC Capital Markets, LLC national BD
Sep 25, 2014 to Sep 24, 2015 · Annapolis, Md
Suntrust Investment Services, Inc. former
May 17, 2012 to Sep 10, 2014 · Richmond, Va
M&T Securities, Inc. unclassified
Aug 16, 2010 to May 4, 2012 · Baltimore, Md
Wells Fargo Advisors wirehouse
Oct 8, 2008 to Nov 4, 2009 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

Seia to Citizens Securities, Inc.
left Feb 16, 2022, registered Jan 18, 2022 (-29 days) · RIA to affiliated broker-dealer or bank
Usaa Investment Services Company to Seia
left Jun 12, 2020, registered Nov 18, 2020 (159 days) · Other
Usaa Financial Planning Services to Usaa Investment Services Company
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
RBC Capital Markets, LLC to Usaa Financial Planning Services
left Sep 24, 2015, registered Oct 20, 2015 (26 days) · Other
Suntrust Investment Services, Inc. to RBC Capital Markets, LLC
left Sep 10, 2014, registered Sep 25, 2014 (15 days) · Other
M&T Securities, Inc. to Suntrust Investment Services, Inc.
left May 4, 2012, registered May 17, 2012 (13 days) · Other
Wells Fargo Advisors to M&T Securities, Inc.
left Nov 4, 2009, registered Aug 16, 2010 (285 days) · Other

Signals

Martha Murphy Lord left Seia for Citizens Securities, Inc. (registered 2022-01-18)
Feb 16, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address