DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christopher D Anderson

Raymond James Financial Services Advisors, IncBD affiliatedFort Worth, Txdual registrantIAPD 4579206

Feed of 09/14/2026

Also filed as Chris David Anderson

At current firm

1 y

since Nov 18, 2024

In the industry

23 y

since Oct 10, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James Financial Services Advisors, Inc BD affiliated current
since Nov 18, 2024 · Fort Worth, Tx
First Horizon Advisors, Inc former
Jan 19, 2024 to Nov 12, 2024 · Dallas, Tx
J.P. Morgan Securities LLC wirehouse
Jun 10, 2022 to Mar 16, 2023 · Plano, Tx
LPL Financial LLC BD affiliated
Jul 21, 2021 to May 31, 2022 · Campbell, Ca
Waddell & Reed former
Jun 29, 2020 to Jul 21, 2021 · Seattle, Wa
Edward Jones national BD
May 27, 2016 to Jun 30, 2020 · Sunnyvale, Ca
Cuna Brokerage Services, Inc. former
Nov 9, 2005 to May 20, 2016 · Peoria, Il

Moves

a registration end followed by a registration begin elsewhere

First Horizon Advisors, Inc to Raymond James Financial Services Advisors, Inc
left Nov 12, 2024, registered Nov 18, 2024 (6 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to First Horizon Advisors, Inc
left Mar 16, 2023, registered Jan 19, 2024 (309 days) · Wirehouse to independent RIA
LPL Financial LLC to J.P. Morgan Securities LLC
left May 31, 2022, registered Jun 10, 2022 (10 days) · RIA to wirehouse
Waddell & Reed to LPL Financial LLC
left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
Edward Jones to Waddell & Reed
left Jun 30, 2020, registered Jun 29, 2020 (-1 days) · Affiliated broker-dealer or bank to another
Cuna Brokerage Services, Inc. to Edward Jones
left May 20, 2016, registered May 27, 2016 (7 days) · Other

Signals

Christopher D Anderson left First Horizon Advisors, Inc for Raymond James Financial Services Advisors, Inc (registered 2024-11-18)
Nov 12, 2024 · Advisor changed firm · fact
Christopher D Anderson left J.P. Morgan Securities Llc for First Horizon Advisors, Inc (registered 2024-01-19)
Mar 16, 2023 · Advisor changed firm · fact
Christopher D Anderson left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2022-06-10)
May 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address